Background

Mega Equity Securities & Financial Services Public Ltd (the 'Company') is a public joint stock company established on December 17, 1999 and lists around 190 shareholders. The Company functions under the supervision of the Cyprus Securities and Exchange Commission as a Cyprus Investment Firm based on the relevant Investment Firms (IFs) Law, 2002/2003 KEPE license number 011/03. Since January 2000 the Company is a Member of the Cyprus Stock Exchange (CSE). In May 2003, CySec granted the Company a license to operate as a Cyprus Investment Firm (KEPE). In August 2006 the Hellenic Capital Market Commission granted the Company a license to provide investment services in Greece in accordance with Article 18 of the European Directive on investment services (93/22/EEC). In September 2006 the Administrative Directors of the Athens Stock Exchange, approved the acquisition by the Company of the status of remote members of the Securities Market of the ASE in the operation of the common trading platform between the Athens Stock Exchange (ASE) and the Cyprus Stock Exchange (CSE).

Services

The Company is authorized and regulated by the Cyprus Securities and Exchange Commission (“CySEC”) as a Cyprus Investment Firm (CIF) to offer the services and activities herewith listed below, under the Provision of Investment Services, the Exercise of Investment Activities, the Operation of Regulated Markets and Other Related Matters Law of 2007, Law 144(I)/2007, as subsequently amended from time to time (“the Law”), with CIF license number 150/11. It is registered in Cyprus under the Companies Law, with registration number HE 107394.

INVESTMENT SERVICES

Under its CIF License Mega Equity may offer the following Investment Services:

  • Reception and transmission on behalf of Clients, of orders in relation to one or more of the Financial Instruments or execution of such orders for account of Clients,
  • Dealing in Financial Instruments for own account,
  • Providing Investment advice

ANCILLARY SERVICES

Under its CIF License the Company may offer the following Ancillary Services:

  • Safe keeping or administration in relation to one or more of the Financial Instruments,
  • Safe Custody Services,
  • Granting credits or loans to third parties (Clients) to enable them to carry out transactions in Financial Instruments where the IF is involved in such transactions

Staff

The Company is staffed with qualified certified personnel with significant experience in stock markets and general financial and investment services. To provide services the Company employs 11 (eleven) professional staff and collaborates with seven (7) business dealers nationwide. Technological Infrastructure the Company's strategy is to maintain and develop its technological infrastructure, with the aim of strengthening its corporate capacity. Aiming to ensure the best possible and responsible for providing information, products and services to its customers, the Company in consideration functioning of the common trading platform for exchange between the CSE , ASE and X-Net Markets has installed upgraded information systems based on software program 'XRHMA 2000' Greek company Broker Systems which is used to meet the management needs Greek brokers. OUR VISION With experience, expertise and training of our staff we aim to offer quality and reliable services based on high ethical principles singling with our professionalism. Our objectives are to maintain a remarkable position in the Cyprus capital markets and the expansion of our activities in offering a wide range of investment services and products to our customers, realizing the prospects stemming from the internationalization of capital markets.